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Cryptography

Lorenz cipher machine with twelve rotors mechanism
Lorenz cipher machine, used in World War II to encrypt communications of the German High Command

Cryptography, or cryptology (from Ancient Greek: κρυπτός, romanizedkryptós "hidden, secret"; and γράφειν graphein, "to write", or -λογία -logia, "study", respectively[1]), is the practice and study of techniques for secure communication in the presence of adversarial behavior.[2] More generally, cryptography is about constructing and analyzing protocols that prevent third parties or the public from reading private messages.[3] Modern cryptography exists at the intersection of the disciplines of mathematics, computer science, information security, electrical engineering, digital signal processing, physics, and others.[4] Core concepts related to information security (data confidentiality, data integrity, authentication and non-repudiation) are also central to cryptography.[5] Practical applications of cryptography include electronic commerce, chip-based payment cards, digital currencies, computer passwords and military communications.

Cryptography prior to the modern age was effectively synonymous with encryption, converting readable information (plaintext) to unintelligible nonsense text (ciphertext), which can only be read by reversing the process (decryption). The sender of an encrypted (coded) message shares the decryption (decoding) technique only with the intended recipients to preclude access from adversaries. The cryptography literature often uses the names "Alice" (or "A") for the sender, "Bob" (or "B") for the intended recipient, and "Eve" (or "E") for the eavesdropping adversary.[6] Since the development of rotor cipher machines in World War I and the advent of computers in World War II, cryptography methods have become increasingly complex and their applications more varied.

Modern cryptography is heavily based on mathematical theory and computer science practice; cryptographic algorithms are designed around computational hardness assumptions, making such algorithms hard to break in actual practice by any adversary. While it is theoretically possible to break into a well-designed system, it is infeasible in actual practice to do so. Such schemes, if well designed, are therefore termed "computationally secure". Theoretical advances (e.g., improvements in integer factorization algorithms) and faster computing technology require these designs to be continually reevaluated and, if necessary, adapted. Information-theoretically secure schemes that provably cannot be broken even with unlimited computing power, such as the one-time pad, are much more difficult to use in practice than the best theoretically breakable but computationally secure schemes.

The growth of cryptographic technology has raised a number of legal issues in the Information Age. Cryptography's potential for use as a tool for espionage and sedition has led many governments to classify it as a weapon and to limit or even prohibit its use and export.[7] In some jurisdictions where the use of cryptography is legal, laws permit investigators to compel the disclosure of encryption keys for documents relevant to an investigation.[8][9] Cryptography also plays a major role in digital rights management and copyright infringement disputes with regard to digital media.[10]

Terminology

diagram showing shift three alphabetic cypher D becomes A and E becomes B
Alphabet shift ciphers are believed to have been used by Julius Caesar over 2,000 years ago.[6] This is an example with k = 3. In other words, the letters in the alphabet are shifted three in one direction to encrypt and three in the other direction to decrypt.

The first use of the term "cryptograph" (as opposed to "cryptogram") dates back to the 19th century – originating from "The Gold-Bug", a story by Edgar Allan Poe.[11][12]

Until modern times, cryptography referred almost exclusively to "encryption", which is the process of converting ordinary information (called plaintext) into an unintelligible form (called ciphertext).[13] Decryption is the reverse, in other words, moving from the unintelligible ciphertext back to plaintext. A cipher (or cypher) is a pair of algorithms that carry out the encryption and the reversing decryption. The detailed operation of a cipher is controlled both by the algorithm and, in each instance, by a "key". The key is a secret (ideally known only to the communicants), usually a string of characters (ideally short so it can be remembered by the user), which is needed to decrypt the ciphertext. In formal mathematical terms, a "cryptosystem" is the ordered list of elements of finite possible plaintexts, finite possible cyphertexts, finite possible keys, and the encryption and decryption algorithms that correspond to each key. Keys are important both formally and in actual practice, as ciphers without variable keys can be trivially broken with only the knowledge of the cipher used and are therefore useless (or even counter-productive) for most purposes. Historically, ciphers were often used directly for encryption or decryption without additional procedures such as authentication or integrity checks.

There are two main types of cryptosystems: symmetric and asymmetric. In symmetric systems, the only ones known until the 1970s, the same secret key encrypts and decrypts a message. Data manipulation in symmetric systems is significantly faster than in asymmetric systems. Asymmetric systems use a "public key" to encrypt a message and a related "private key" to decrypt it. The advantage of asymmetric systems is that the public key can be freely published, allowing parties to establish secure communication without having a shared secret key. In practice, asymmetric systems are used to first exchange a secret key, and then secure communication proceeds via a more efficient symmetric system using that key.[14] Examples of asymmetric systems include Diffie–Hellman key exchange, RSA (Rivest–Shamir–Adleman), ECC (Elliptic Curve Cryptography), and Post-quantum cryptography. Secure symmetric algorithms include the commonly used AES (Advanced Encryption Standard) which replaced the older DES (Data Encryption Standard).[15] Insecure symmetric algorithms include children's language tangling schemes such as Pig Latin or other cant, and all historical cryptographic schemes, however seriously intended, prior to the invention of the one-time pad early in the 20th century.

In colloquial use, the term "code" is often used to mean any method of encryption or concealment of meaning. However, in cryptography, code has a more specific meaning: the replacement of a unit of plaintext (i.e., a meaningful word or phrase) with a code word (for example, "wallaby" replaces "attack at dawn"). A cypher, in contrast, is a scheme for changing or substituting an element below such a level (a letter, a syllable, or a pair of letters, etc.) to produce a cyphertext.

Cryptanalysis is the term used for the study of methods for obtaining the meaning of encrypted information without access to the key normally required to do so; i.e., it is the study of how to "crack" encryption algorithms or their implementations.

Some use the terms "cryptography" and "cryptology" interchangeably in English,[16] while others (including US military practice generally) use "cryptography" to refer specifically to the use and practice of cryptographic techniques and "cryptology" to refer to the combined study of cryptography and cryptanalysis.[17][18] English is more flexible than several other languages in which "cryptology" (done by cryptologists) is always used in the second sense above. RFC 2828 advises that steganography is sometimes included in cryptology.[19]

The study of characteristics of languages that have some application in cryptography or cryptology (e.g. frequency data, letter combinations, universal patterns, etc.) is called cryptolinguistics. Cryptolingusitics is especially used in military intelligence applications for deciphering foreign communications.[20][21]

History

Before the modern era, cryptography focused on message confidentiality (i.e., encryption)—conversion of messages from a comprehensible form into an incomprehensible one and back again at the other end, rendering it unreadable by interceptors or eavesdroppers without secret knowledge (namely the key needed for decryption of that message). Encryption attempted to ensure secrecy in communication, such as those of spies, military leaders, and diplomats. In recent decades, the field has expanded beyond confidentiality concerns to include techniques for message integrity checking, sender/receiver identity authentication, digital signatures, interactive proofs and secure computation, among others.

Classic cryptography

Skytala stick with strip of paper wound around in spiral
Reconstructed ancient Greek scytale, an early cipher device

The main classical cipher types are transposition ciphers, which rearrange the order of letters in a message (e.g., 'hello world' becomes 'ehlol owrdl' in a trivially simple rearrangement scheme), and substitution ciphers, which systematically replace letters or groups of letters with other letters or groups of letters (e.g., 'fly at once' becomes 'gmz bu podf' by replacing each letter with the one following it in the Latin alphabet).[22] Simple versions of either have never offered much confidentiality from enterprising opponents. An early substitution cipher was the Caesar cipher, in which each letter in the plaintext was replaced by a letter three positions further down the alphabet.[23] Suetonius reports that Julius Caesar used it with a shift of three to communicate with his generals. Atbash is an example of an early Hebrew cipher. The earliest known use of cryptography is some carved ciphertext on stone in Egypt (c. 1900 BCE), but this may have been done for the amusement of literate observers rather than as a way of concealing information.

The Greeks of Classical times are said to have known of ciphers (e.g., the scytale transposition cipher claimed to have been used by the Spartan military).[24] Steganography (i.e., hiding even the existence of a message so as to keep it confidential) was also first developed in ancient times. An early example, from Herodotus, was a message tattooed on a slave's shaved head and concealed under the regrown hair.[13] Other steganography methods involve 'hiding in plain sight,' such as using a music cipher to disguise an encrypted message within a regular piece of sheet music. More modern examples of steganography include the use of invisible ink, microdots, and digital watermarks to conceal information.

In India, the 2000-year-old Kama Sutra of Vātsyāyana speaks of two different kinds of ciphers called Kautiliyam and Mulavediya. In the Kautiliyam, the cipher letter substitutions are based on phonetic relations, such as vowels becoming consonants. In the Mulavediya, the cipher alphabet consists of pairing letters and using the reciprocal ones.[13]

In Sassanid Persia, there were two secret scripts, according to the Muslim author Ibn al-Nadim: the šāh-dabīrīya (literally "King's script") which was used for official correspondence, and the rāz-saharīya which was used to communicate secret messages with other countries.[25]

David Kahn notes in The Codebreakers that modern cryptology originated among the Arabs, the first people to systematically document cryptanalytic methods.[26] Al-Khalil (717–786) wrote the Book of Cryptographic Messages, which contains the first use of permutations and combinations to list all possible Arabic words with and without vowels.[27]

Arabic text of a book by Al-Kindi
First page of a book by Al-Kindi which discusses encryption of messages

Ciphertexts produced by a classical cipher (and some modern ciphers) will reveal statistical information about the plaintext, and that information can often be used to break the cipher. After the discovery of frequency analysis, nearly all such ciphers could be broken by an informed attacker.[28] Such classical ciphers still enjoy popularity today, though mostly as puzzles (see cryptogram). The Arab mathematician and polymath Al-Kindi wrote a book on cryptography entitled Risalah fi Istikhraj al-Mu'amma (Manuscript for the Deciphering Cryptographic Messages), which described the first known use of frequency analysis cryptanalysis techniques.[29][30]

book sized metal machine with large dial left page and nineteen small dials right page
16th-century book-shaped French cipher machine, with arms of Henri II of France
manuscript from Gabriel de Luetz d'Aramon in bound volume
Enciphered letter from Gabriel de Luetz d'Aramon, French Ambassador to the Ottoman Empire, after 1546, with partial decipherment

Language letter frequencies may offer little help for some extended historical encryption techniques such as homophonic cipher that tend to flatten the frequency distribution. For those ciphers, language letter group (or n-gram) frequencies may provide an attack.

Essentially all ciphers remained vulnerable to cryptanalysis using the frequency analysis technique until the development of the polyalphabetic cipher, most clearly by Leon Battista Alberti around the year 1467, though there is some indication that it was already known to Al-Kindi.[30] Alberti's innovation was to use different ciphers (i.e., substitution alphabets) for various parts of a message (perhaps for each successive plaintext letter at the limit). He also invented what was probably the first automatic cipher device, a wheel that implemented a partial realization of his invention. In the Vigenère cipher, a polyalphabetic cipher, encryption uses a key word, which controls letter substitution depending on which letter of the key word is used. In the mid-19th century Charles Babbage showed that the Vigenère cipher was vulnerable to Kasiski examination, but this was first published about ten years later by Friedrich Kasiski.[31]

Although frequency analysis can be a powerful and general technique against many ciphers, encryption has still often been effective in practice, as many a would-be cryptanalyst was unaware of the technique. Breaking a message without using frequency analysis essentially required knowledge of the cipher used and perhaps of the key involved, thus making espionage, bribery, burglary, defection, etc., more attractive approaches to the cryptanalytically uninformed. It was finally explicitly recognized in the 19th century that secrecy of a cipher's algorithm is not a sensible nor practical safeguard of message security; in fact, it was further realized that any adequate cryptographic scheme (including ciphers) should remain secure even if the adversary fully understands the cipher algorithm itself. Security of the key used should alone be sufficient for a good cipher to maintain confidentiality under an attack. This fundamental principle was first explicitly stated in 1883 by Auguste Kerckhoffs and is generally called Kerckhoffs's Principle; alternatively and more bluntly, it was restated by Claude Shannon, the inventor of information theory and the fundamentals of theoretical cryptography, as Shannon's Maxim—'the enemy knows the system'.

Different physical devices and aids have been used to assist with ciphers. One of the earliest may have been the scytale of ancient Greece, a rod supposedly used by the Spartans as an aid for a transposition cipher. In medieval times, other aids were invented such as the cipher grille, which was also used for a kind of steganography. With the invention of polyalphabetic ciphers came more sophisticated aids such as Alberti's own cipher disk, Johannes Trithemius' tabula recta scheme, and Thomas Jefferson's wheel cypher (not publicly known, and reinvented independently by Bazeries around 1900). Many mechanical encryption/decryption devices were invented early in the 20th century, and several patented, among them rotor machines—famously including the Enigma machine used by the German government and military from the late 1920s and during World War II.[32] The ciphers implemented by better quality examples of these machine designs brought about a substantial increase in cryptanalytic difficulty after WWI.[33]

Early computer-era cryptography

Cryptanalysis of the new mechanical ciphering devices proved to be both difficult and laborious. In the United Kingdom, cryptanalytic efforts at Bletchley Park during WWII spurred the development of more efficient means for carrying out repetitive tasks, such as military code breaking (decryption). This culminated in the development of the Colossus, the world's first fully electronic, digital, programmable computer, which assisted in the decryption of ciphers generated by the German Army's Lorenz SZ40/42 machine.

Extensive open academic research into cryptography is relatively recent, beginning in the mid-1970s. In the early 1970s IBM personnel designed the Data Encryption Standard (DES) algorithm that became the first federal government cryptography standard in the United States.[34] In 1976 Whitfield Diffie and Martin Hellman published the Diffie–Hellman key exchange algorithm.[35] In 1977 the RSA algorithm was published in Martin Gardner's Scientific American column.[36] Since then, cryptography has become a widely used tool in communications, computer networks, and computer security generally.

Some modern cryptographic techniques can only keep their keys secret if certain mathematical problems are intractable, such as the integer factorization or the discrete logarithm problems, so there are deep connections with abstract mathematics. There are very few cryptosystems that are proven to be unconditionally secure. The one-time pad is one, and was proven to be so by Claude Shannon. There are a few important algorithms that have been proven secure under certain assumptions. For example, the infeasibility of factoring extremely large integers is the basis for believing that RSA is secure, and some other systems, but even so, proof of unbreakability is unavailable since the underlying mathematical problem remains open. In practice, these are widely used, and are believed unbreakable in practice by most competent observers. There are systems similar to RSA, such as one by Michael O. Rabin that are provably secure provided factoring n = pq is impossible; it is quite unusable in practice. The discrete logarithm problem is the basis for believing some other cryptosystems are secure, and again, there are related, less practical systems that are provably secure relative to the solvability or insolvability discrete log problem.[37]

As well as being aware of cryptographic history, cryptographic algorithm and system designers must also sensibly consider probable future developments while working on their designs. For instance, continuous improvements in computer processing power have increased the scope of brute-force attacks, so when specifying key lengths, the required key lengths are similarly advancing.[38] The potential impact of quantum computing are already being considered by some cryptographic system designers developing post-quantum cryptography.[when?] The announced imminence of small implementations of these machines may be making the need for preemptive caution rather more than merely speculative.[5]

Modern cryptography

Claude Shannon's two papers, his 1948 paper on information theory, and especially his 1949 paper on cryptography, laid the foundations of modern cryptography and provided a mathematical basis for future cryptography.[39][40] His 1949 paper has been noted as having provided a "solid theoretical basis for cryptography and for cryptanalysis",[41] and as having turned cryptography from an "art to a science".[42] As a result of his contributions and work, he has been described as the "founding father of modern cryptography".[43]

Prior to the early 20th century, cryptography was mainly concerned with linguistic and lexicographic patterns. Since then cryptography has broadened in scope, and now makes extensive use of mathematical subdisciplines, including information theory, computational complexity, statistics, combinatorics, abstract algebra, number theory, and finite mathematics.[44] Cryptography is also a branch of engineering, but an unusual one since it deals with active, intelligent, and malevolent opposition; other kinds of engineering (e.g., civil or chemical engineering) need deal only with neutral natural forces. There is also active research examining the relationship between cryptographic problems and quantum physics.

Just as the development of digital computers and electronics helped in cryptanalysis, it made possible much more complex ciphers. Furthermore, computers allowed for the encryption of any kind of data representable in any binary format, unlike classical ciphers which only encrypted written language texts; this was new and significant. Computer use has thus supplanted linguistic cryptography, both for cipher design and cryptanalysis. Many computer ciphers can be characterized by their operation on binary bit sequences (sometimes in groups or blocks), unlike classical and mechanical schemes, which generally manipulate traditional characters (i.e., letters and digits) directly. However, computers have also assisted cryptanalysis, which has compensated to some extent for increased cipher complexity. Nonetheless, good modern ciphers have stayed ahead of cryptanalysis; it is typically the case that use of a quality cipher is very efficient (i.e., fast and requiring few resources, such as memory or CPU capability), while breaking it requires an effort many orders of magnitude larger, and vastly larger than that required for any classical cipher, making cryptanalysis so inefficient and impractical as to be effectively impossible.

Research into post-quantum cryptography (PQC) has intensified because practical quantum computers would break widely deployed public-key systems such as RSA, Diffie–Hellman and ECC. A 2017 review in Nature surveys the leading PQC families—lattice-based, code-based, multivariate-quadratic and hash-based schemes—and stresses that standardisation and deployment should proceed well before large-scale quantum machines become available.[45]

Symmetric-key cryptography

Diagram showing an encrypt and decrypt process with a key
Symmetric-key cryptography, where a single key is used for both encryption and decryption

Symmetric-key cryptography refers to encryption methods in which both the sender and receiver share the same key (or, less commonly, in which their keys are different, but related in an easily computable way). This was the only kind of encryption publicly known until June 1976.[35]

logic diagram showing International Data Encryption Algorithm cypher process
One round (out of 8.5) of the IDEA cipher, used in most versions of PGP and OpenPGP compatible software for time-efficient encryption of messages

Symmetric key ciphers are implemented as either block ciphers or stream ciphers. A block cipher enciphers input in blocks of plaintext as opposed to individual characters, the input form used by a stream cipher.

The Data Encryption Standard (DES) and the Advanced Encryption Standard (AES) are block cipher designs that have been designated cryptography standards by the US government (though DES's designation was finally withdrawn after the AES was adopted).[46] Despite its deprecation as an official standard, DES (especially its still-approved and much more secure triple-DES variant) remains quite popular; it is used across a wide range of applications, from ATM encryption[47] to e-mail privacy[48] and secure remote access.[49] Many other block ciphers have been designed and released, with considerable variation in quality. Many, even some designed by capable practitioners, have been thoroughly broken, such as FEAL.[5][50]

Stream ciphers, in contrast to the 'block' type, create an arbitrarily long stream of key material, which is combined with the plaintext bit-by-bit or character-by-character, somewhat like the one-time pad. In a stream cipher, the output stream is created based on a hidden internal state that changes as the cipher operates. That internal state is initially set up using the secret key material. RC4 is a widely used stream cipher.[5] Block ciphers can be used as stream ciphers by generating blocks of a keystream (in place of a Pseudorandom number generator) and applying an XOR operation to each bit of the plaintext with each bit of the keystream.[51]

Message authentication codes (MACs) are much like cryptographic hash functions, except that a secret key can be used to authenticate the hash value upon receipt;[5][45] this additional complication blocks an attack scheme against bare digest algorithms, and so has been thought worth the effort. Cryptographic hash functions are a third type of cryptographic algorithm. They take a message of any length as input, and output a short, fixed-length hash, which can be used in (for example) a digital signature. For good hash functions, an attacker cannot find two messages that produce the same hash. MD4 is a long-used hash function that is now broken; MD5, a strengthened variant of MD4, is also widely used but broken in practice. The US National Security Agency developed the Secure Hash Algorithm series of MD5-like hash functions: SHA-0 was a flawed algorithm that the agency withdrew; SHA-1 is widely deployed and more secure than MD5, but cryptanalysts have identified attacks against it; the SHA-2 family improves on SHA-1, but is vulnerable to clashes as of 2011; and the US standards authority thought it "prudent" from a security perspective to develop a new standard to "significantly improve the robustness of NIST's overall hash algorithm toolkit."[52] Thus, a hash function design competition was meant to select a new U.S. national standard, to be called SHA-3, by 2012. The competition ended on October 2, 2012, when the NIST announced that Keccak would be the new SHA-3 hash algorithm.[53] Unlike block and stream ciphers that are invertible, cryptographic hash functions produce a hashed output that cannot be used to retrieve the original input data. Cryptographic hash functions are used to verify the authenticity of data retrieved from an untrusted source or to add a layer of security.

Public-key cryptography

diagram of Public-key cryptography showing public key and private key
Public-key cryptography, where different keys are used for encryption and decryption

Symmetric-key cryptosystems use the same key for encryption and decryption of a message, although a message or group of messages can have a different key than others. A significant disadvantage of symmetric ciphers is the key management necessary to use them securely. Each distinct pair of communicating parties must, ideally, share a different key, and perhaps for each ciphertext exchanged as well. The number of keys required increases as the square of the number of network members, which very quickly requires complex key management schemes to keep them all consistent and secret.

headshots of Whitfield Diffie and Martin Hellman
Whitfield Diffie and Martin Hellman, authors of the first published paper on public-key cryptography

In a groundbreaking 1976 paper, Whitfield Diffie and Martin Hellman proposed the notion of public-key (also, more generally, called asymmetric key) cryptography in which two different but mathematically related keys are used—a public key and a private key.[54] A public key system is so constructed that calculation of one key (the 'private key') is computationally infeasible from the other (the 'public key'), even though they are necessarily related. Instead, both keys are generated secretly, as an interrelated pair.[55] The historian David Kahn described public-key cryptography as "the most revolutionary new concept in the field since polyalphabetic substitution emerged in the Renaissance".[56]

In public-key cryptosystems, the public key may be freely distributed, while its paired private key must remain secret. In a public-key encryption system, the public key is used for encryption, while the private or secret key is used for decryption. While Diffie and Hellman could not find such a system, they showed that public-key cryptography was indeed possible by presenting the Diffie–Hellman key exchange protocol, a solution that is now widely used in secure communications to allow two parties to secretly agree on a shared encryption key.[35] The X.509 standard defines the most commonly used format for public key certificates.[57]

Diffie and Hellman's publication sparked widespread academic efforts in finding a practical public-key encryption system. This race was finally won in 1978 by Ronald Rivest, Adi Shamir, and Len Adleman, whose solution has since become known as the RSA algorithm.[58]

The Diffie–Hellman and RSA algorithms, in addition to being the first publicly known examples of high-quality public-key algorithms, have been among the most widely used. Other asymmetric-key algorithms include the Cramer–Shoup cryptosystem, ElGamal encryption, and various elliptic curve techniques.

A document published in 1997 by the Government Communications Headquarters (GCHQ), a British intelligence organization, revealed that cryptographers at GCHQ had anticipated several academic developments.[59] Reportedly, around 1970, James H. Ellis had conceived the principles of asymmetric key cryptography. In 1973, Clifford Cocks invented a solution that was very similar in design rationale to RSA.[59][60] In 1974, Malcolm J. Williamson is claimed to have developed the Diffie–Hellman key exchange.[61]

In this example the message is only signed and not encrypted. 1) Alice signs a message with her private key. 2) Bob can verify that Alice sent the message and that the message has not been modified.

Public-key cryptography is also used for implementing digital signature schemes. A digital signature is reminiscent of an ordinary signature; they both have the characteristic of being easy for a user to produce, but difficult for anyone else to forge. Digital signatures can also be permanently tied to the content of the message being signed; they cannot then be 'moved' from one document to another, for any attempt will be detectable. In digital signature schemes, there are two algorithms: one for signing, in which a secret key is used to process the message (or a hash of the message, or both), and one for